Every state has a ‘political order’, or a system of rule, that is based on one or several sources of authority and that manifests itself through a set of governing practices.[38] While, as noted, the state remains the dominant principle of territorial organisation in the 21st century,[39] different states adopt different systems of rule, such as autocracy, oligarchy, polyarchy or democracy.[40] Each system of rule has a range of formal elements in turn, such as the branches of government, a number of security organisations and a range of economic arrangements. There is significant variety in what formal elements exist in a particular political order, how they are configured and what their operating modalities look like. ‘Behind’ these formal elements typically hides an even greater variety of governing practices, authority structures and power brokers in the form of patriarchal, neo-patrimonial, tribal, family, criminal, customary, sectarian, religious and commercial networks. These more informal elements of political order often strongly influence – or effectively run – the formal elements of political order.[41]

In consequence, it is not only the formal elements of political order that vary, but also the mix and level of alignment between formal and informal elements of political order, as well as the nature of the informal elements. In some states, informal components of political order have faded into the background. This is most clearly the case in mature democracies, although even here, new informal sources of authority and influence assert themselves behind the formal elements of political order – for example, through interest groups based on class, wealth and education. At face value, informal components of political order also appear absent in autocracies – as monarchs, dictators, generals and despots bend the institutions and networks of power to their will through the formal structures of autocracy – but this is often not actually the case.[42] While most autocracies project an outward appearance of dominance of formal elements of political order in the form of strong and centralised institutions, this is often based on complex domestic alliances between informal and intersecting networks of power and influence of a tribal, sectarian, professional, commercial and/or religious nature. Syria before 2011, with its significant informal economic and military networks, and Yemen, with its tribal, military and commercial networks, are good examples.[43]

The political orders of many states feature a significant mix between formal and informal components of rule.[44] This is most evident in young states with recently (re)configured political orders that have not yet reached a durable equilibrium (e.g. in post-colonial states like Kenya, or in states that have recently seceded like Kosovo or South Sudan), in states that carry either a conflict legacy or feature an active conflict (e.g. Afghanistan, Iraq or Lebanon), or in states that face high levels of poverty, possess appreciable resources and feature significant socio-religious diversity (e.g. the DRC, Iraq or Chad).[45] Appreciable overlap between these categories of states compounds the problem.

In all these cases, informal elements of political order offer pathways for elites and special interest groups to infiltrate, capture and use formal elements of political order – and the public authority and legitimacy they confer – to their advantage. This is because such informal elements allow self-interests to be pursued more freely, create more possibilities to use threat and coercion with impunity and exhibit far less transparency. In extreme cases, the formal elements of political order matter only because of the international recognition and privileges they bestow on office holders that presumably represent the state (e.g. Somalia, Afghanistan, the DRC and Yemen).[46] Political orders with dominant informal elements of rule also have a lower adaptive capability to changing circumstances in an orderly and peaceful manner. Whatever negotiated stability exists is more fragile and more temporary.[47]

‘Crisis vectors’ (e.g. developments, trends, events or actions) of a domestic or foreign nature that negatively affect the ability of political institutions to smoothen processes of sociopolitical change and resolve disputes more or less peacefully have a more forceful impact on political orders with a mix of formal and informal components, or on political orders in which informal components dominate. As politics is an actor-based and relational activity of contestation over the ability to realise preferences through the exercise of public authority and the distribution of public resources, there are three primary ways in which such vectors can create disruption:

Type 1 disruption (intra-elite): Elements of the ruling elite become stronger, for example due to increased external support, superior organisation or greater control over resources.[48] They may subsequently seek to increase their weight in the political order they are a part of, thereby unsettling it. This amounts to disruption within the ruling elite. Examples are the ascent of the House of Saud’s Sudairi line, in the person of Mohammed bin Salman, or the rise of Fatah to become the PLO’s dominant faction.[49]

Type 2 disruption (elite representation): New entrants or challengers emerge in the form of interest groups – typically represented by their leaders or elites – that seek to translate their social strength and demands into political influence.[50] This amounts to a popular disruption of the political order channelled through elite representation. An example is the rise of the Mahrumin and the creation in 1974 of the Higher Islamic Shi’a Council under Moussa al-Sadr to improve the socioeconomic condition and political representation of Lebanon’s Shi’a.[51]

Type 3 disruption (popular): More rarely, popular dissatisfaction with the prevailing political order can burst through the surface and turn into protracted demonstrations, strikes, unrest or even revolution. Although they may seem spontaneous, such events are typically preceded by a long build-up period of frustration and grievance.[52] They also suggest that alternative organisational and elite representational channels to express voice and discontent are not available. The popular will temporarily manifests itself on the street rather than through elites. The sustainability and impact of such disruption depends on factors such as their underlying structure of mobilisation, emergent leadership and the government’s response. Examples include the recent demonstrations in southern Iraq around Basra, the Arab uprisings of 2011, and the Iranian revolution of 1979.[53]

In all cases of disruption, the elites that run a given political order will respond to restore the status quo as rapidly as possible in a bid to safeguard their position, interests and material advantages. They have a great variety of strategies and resources at their disposal to accomplish this, ranging from cooptation to compromise and coercion. The mix of disruption and elite response is therefore not always violent. In fact, in many cases, disruptions of the political order are likely to be short given the greater (coercive) resources ruling elites can typically muster.[54]

However, when the elites that run a political order are no longer able to contain and accommodate such disruption, pre-existing fissures that were hitherto contained are likely to widen. For the reasons discussed, this is more likely to happen in political orders with both formal and informal components of rule. It is in the context of such disruptions that existing and new coercive organisations acquire prominence in enabling elites to pursue their interests and/or social groups to provide security for their members.

Figure 1 brings together our thinking on different types of coercive organisation and types of disruption in the context of contemporary intrastate conflict. It enables us to explore essential linkages between these two categories.

Figure 1
Linking types of political disruption with types of coercive organisation
Linking types of political disruption with types of coercive organisation

Most of Figure 1 reflects the discussion so far, but the final column requires an additional explanation. Essentially, we expect the nature of political disruption to have consequences for the initial type of coercive organisations that will emerge.

In the case of intra-elite disruption (Type 1), we expect both governmental, quasi-governmental and hybrid coercive organisations to emerge as essentially partisan capabilities to support respective sets of elite claims. In these cases, the argument is about the (re)distribution of power between the same select group of elite players. A good example is the conflict between Turkey’s AKP and the Gülen movement between 2012 and 2016, culminating in the coup attempt. Both sides effectively sought to mobilise parts of governmental coercive organisations to establish greater control. Another example is the warlordism of the Afghan civil war of the 1990s, in which different elites competed for territorial control through their own militias.[55]

In the case of a dispute that centres on new claims made via elite representation (Type 2), we expect to see quasi-governmental, hybrid and anti-regime coercive organisations emerge as manifestations of a starker contrast (compared with a Type 1 disruption) between ruling elite resistance and organised popular protest. Using quasi-governmental coercive organisations enables the government to suppress popular protests while distancing itself from any responsibility. Hybrid coercive organisations enable both status-quo elites and elites that represent revisionist popular demands to hedge their bets while competing for power, while anti-regime coercive organisations put outright pressure on the ruling elite to change its ways or make concessions. The argument is about accommodating hitherto excluded social groups or interests that are represented by their leadership. An initially peaceful example is Yemen’s National Dialogue Conference in 2013–2014 (though its failure led to more of a Type 3 disruption). A less peaceful example is the mobilisation and strengthening of informal state coercive organisations in Iraq by Prime Minister Al-Maliki in 2010–2014 to suppress Sunni dissent.

Finally, in the case of a more prolonged popular disruption (Type 3), we can expect to see anti-regime and anti-state coercive organisations emerge since such disruptions indicate that other channels for protest are blocked, unavailable or dysfunctional. They highlight the existence of serious dissatisfaction with the existing political order and its ruling elites. More extreme anti-regime or anti-state coercive organisations do not emerge overnight, but we argue that if either Type 2 disruptions or popular protests fail to realise change, such organisations can ultimately emerge, depending on practices of repression, the presence of justificatory frames and the possibilities for social mobilisation.[56] The disruption is not about cooptation or accommodation by the system, but about its fundamental change. The rise of the PKK in 1978 is a good example of an anti-regime coercive organisation, emerging as it did after the Turkish state’s sustained period of repression of Kurdish nationalism, interests and culture, including both judicial and forceful suppression of protests, political mobilisation and other types of more or less peaceful Kurdish protest.[57]

This interpretation builds on Huntington, S., Political order in changing societies, Yale: YUP, 2006.
See for example: Lijphart, A., Democracy in plural societies: A comparative exploration, Yale: YUP, 1977; Dahl, R., Polyarchy, Yale: YUP, 1977.
Note that such elements are only ‘informal’ from the Weberian perspective of the formal state. While this view in itself can be problematic, it is not explored further in this contribution.
Thus, our argument and logic extend beyond the typical focus on fragile states that are considered weak in terms of having low administrative and coercive capabilities. See for instance: Fearon, J. and D. Laitin, ‘Ethnicity, insurgency and civil war’, The American Political Science Review, Vol. 97, No. 1, pp. 75-90, 2003.
Van Dam, K., The Struggle for Power in Syria: Politics and Society Under Assad and the Ba'ath Party, London: IB Taurus, 2011; Clark, V., Yemen: Dancing on the head of snakes, Yale: YUP, 2010.
See for example: Boege et al. (2008), op. cit.; North et al. (2013), op.cit.; Risse (2011), op.cit.; Staniland (2012), op.cit.
This is the case because particular social groups and their elites often manage to appropriate a significant part of national resources and benefit disproportionally from their revenues while marginalising other groups.
Phillips offers an interesting example of how international aid and legitimacy helped to keep President Saleh’s dictatorship in Yemen in place for well over a decade: Phillips, S., Yemen and the politics of permanent crisis, London: IISS, Adelphi series, 2012.
Conversely, they can also become weaker, but this will automatically mean that other elite factions gain in relative strength.
On the Saudi example: Van den Berg, W., Saudi Arabia’s strategic stalemate: What next?, The Hague: Clingendael, 2017.
This process aligns with Gramsci’s notion of ‘hegemonic consolidation’. See: Schwarzmantel, J., Gramsci’s prison notebooks, London: Routledge, 2015.
It is important to note that these processes of Shi’a social mobilisation and ‘political awakening’ played an essential role in enabling the creation of Hezbollah in the early 1980s, even though the Lebanese civil war and substantial Iranian support were important solidifying factors. See: Daher, J., The political-economy of the Party of God, London: Pluto Press, 2016.
See: Scott (1990), op.cit.; Della Porta (2013), op.cit.
See for instance: Lynch, M., The new Arab wars: Uprising and anarchy in the Middle East, New York: Public Affairs, 2017; ICG, How to cope with Iraq’s summer brushfire?, Brussels: ICG, Briefing No. 61, 2018.
Ahrendt, H., On violence, Stellar books, 2014; see also: Heydemann, S. and R. Leenders, ‘Authoritarian learning and authoritarian resilience: Regime responses to the ‘Arab Awakening’, Globalizations, Vol. 8, Issue 5, 2011.
Giustozzi, A., Empires of mud: War and warlords in Afghanistan, London: Hurst & Company, 2012.
Della Porta (2013), op.cit.; Scott (1990), op.cit.; Tilly (2003), op.cit.
Natali, D., The Kurds and the state: Evolving national identity in Iraq, Turkey and Iran, New York: Syracuse University Press, 2005.